-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FFnsy3fgyoKqZzON5kOgIKK/hA9+cHiDhuM4tKWYoD2OkPoq9oRkawbu4tU0IryN Cy6owggQ0Sk8CrtNBwM9Tg== 0000926784-97-000004.txt : 20030406 0000926784-97-000004.hdr.sgml : 20030406 19970218125903 ACCESSION NUMBER: 0000926784-97-000004 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 5 FILED AS OF DATE: 19970214 DATE AS OF CHANGE: 19970314 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND EXPRESS INC CENTRAL INDEX KEY: 0000799233 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 930926999 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-39197 FILM NUMBER: 97537050 BUSINESS ADDRESS: STREET 1: 2777 HEARTLAND DR CITY: CORALVILLE STATE: IA ZIP: 52241 BUSINESS PHONE: 3196452728 MAIL ADDRESS: STREET 2: 2777 HEARTLAND DRIVE CITY: CORALVILLE STATE: LA ZIP: 52241 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND EXPRESS INC CENTRAL INDEX KEY: 0000799233 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 930926999 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2777 HEARTLAND DR CITY: CORALVILLE STATE: IA ZIP: 52241 BUSINESS PHONE: 3196452728 MAIL ADDRESS: STREET 2: 2777 HEARTLAND DRIVE CITY: CORALVILLE STATE: LA ZIP: 52241 SC 13G 1 CUSIP No. 422347 10 4 Page 1 of 4 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No._____) HEARTLAND EXPRESS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 422347 10 4 (CUSIP Number) Check the following box if a fee is being paid with this statement | X | CUSIP No. 422347 10 4 Page 2 of 4 1) Names of Reporting Persons S. S. or I. R. S. Identification Nos. of Above Persons RUSSELL A. GERDIN SS# ###-##-#### 2) Check the Appropriate Box if a Member of a Group N/A (a) |__| (b) |__| 3) SEC Use Only 4) Citizenship or Place of Organization: UNITED STATES OF AMERICA Number of 5) Sole Voting Power 3,130,000 --------- Shares Beneficially 6) Shared Voting Power 0 ---- Owned by Each Reporting 7) Sole Dispositive Power 3,130,000 --------- Person With 8) Shared Dispositive Power 0 ---- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 3,130,000 --------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares N/A --- 11) Percent of Class Represented by Amount in Row 9 62.6% -------- 12) Type of Reporting Person IN CUSIP No. 422347 10 4 Page 3 of 4 SCHEDULE 13G Item 1. a. Name of Issuer: Heartland Express, Inc. b. Address of Issuer's Principal Executive Offices: 2777 Heartland Dr. Coralville, IA 52241 Item 2. a. Name of Person Filing: Russell A. Gerdin b. Address of Principal Business Office: 2777 Heartland Dr. Coralville, IA 52241 c. Citizenship: United States of America d. Title of Class of Securities: Common Stock e. CUSIP Number: 422347 10 4 ----------- Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b), check whether the Person filing is a: N/A Item 4. Ownership. The following information pertains as of December 31, 1986: a. Amount Beneficially Owned: 3,130,000 shares b. Percent of Class: 62.6% c. Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 3,130,000 --------- (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 3,130,000 --------- (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A CUSIP No. 422347 10 4 Page 4 of 4 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Item 10. Certification. N/A After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 31, 1997 -------------------------------- Date /s/ Russell A. Gerdin -------------------------------- Signature Russell A. Gerdin Name and Title EX-99 2 SCHEDULE 13G AMENDMENT NO. 1 CUSIP No. 422347 10 4 Page 1 of 4 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 ) HEARTLAND EXPRESS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 422347 10 4 (CUSIP Number) Check the following box if a fee is being paid with this statement |__| CUSIP No. 422347 10 4 Page 2 of 4 1) Names of Reporting Persons S. S. or I. R. S. Identification Nos. of Above Persons RUSSELL A. GERDIN SS# ###-##-#### 2) Check the Appropriate Box if a Member of a Group N/A (a) |__| (b) |__| 3) SEC Use Only 4) Citizenship or Place of Organization: UNITED STATES OF AMERICA Number of 5) Sole Voting Power 3,199,000 --------- Shares Beneficially 6) Shared Voting Power 0 ---- Owned by Each Reporting 7) Sole Dispositive Power 3,199,000 --------- Person With 8) Shared Dispositive Power 0 ---- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 3,199,000 --------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares N/A --- 11) Percent of Class Represented by Amount in Row 9 64.0% -------- 12) Type of Reporting Person IN CUSIP No. 422347 10 4 Page 3 of 4 SCHEDULE 13G Item 1. a. Name of Issuer: Heartland Express, Inc. b. Address of Issuer's Principal Executive Offices: 2777 Heartland Dr. Coralville, IA 52241 Item 2. a. Name of Person Filing: Russell A. Gerdin b. Address of Principal Business Office: 2777 Heartland Dr. Coralville, IA 52241 c. Citizenship: United States of America d. Title of Class of Securities: Common Stock e. CUSIP Number: 422347 10 4 ----------- Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b), check whether the Person filing is a: N/A Item 4. Ownership. The following information pertains as of December 31, 1988: a. Amount Beneficially Owned: 3,199,000 shares b. Percent of Class: 64.0% c. Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 3,199,000 --------- (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 3,199,000 --------- (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A CUSIP No. 422347 10 4 Page 4 of 4 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Item 10. Certification. N/A After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 31, 1997 ------------------------------ Date /s/ Russell A. Gerdin ------------------------------ Signature Russell A. Gerdin Name and Title EX-99 3 SCHEDULE 13G AMENDMENT NO. 2 CUSIP No. 422347 10 4 Page 1 of 4 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 ) HEARTLAND EXPRESS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 422347 10 4 (CUSIP Number) Check the following box if a fee is being paid with this statement |__| CUSIP No. 422347 10 4 Page 2 of 4 1) Names of Reporting Persons S. S. or I. R. S. Identification Nos. of Above Persons RUSSELL A. GERDIN SS# ###-##-#### 2) Check the Appropriate Box if a Member of a Group N/A (a) |__| (b) |__| 3) SEC Use Only 4) Citizenship or Place of Organization: UNITED STATES OF AMERICA Number of 5) Sole Voting Power 3,200,000 --------- Shares Beneficially 6) Shared Voting Power 0 ---- Owned by Each Reporting 7) Sole Dispositive Power 3,200,000 --------- Person With 8) Shared Dispositive Power 0 ---- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 3,200,000 --------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares N/A --- 11) Percent of Class Represented by Amount in Row 9 64.0% -------- 12) Type of Reporting Person IN CUSIP No. 422347 10 4 Page 3 of 4 SCHEDULE 13G Item 1. a. Name of Issuer: Heartland Express, Inc. b. Address of Issuer's Principal Executive Offices: 2777 Heartland Dr. Coralville, IA 52241 Item 2. a. Name of Person Filing: Russell A. Gerdin b. Address of Principal Business Office: 2777 Heartland Dr. Coralville, IA 52241 c. Citizenship: United States of America d. Title of Class of Securities: Common Stock e. CUSIP Number: 422347 10 4 ----------- Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b), check whether the Person filing is a: N/A Item 4. Ownership. The following information pertains as of December 31, 1990: a. Amount Beneficially Owned: 3,200,000 shares b. Percent of Class: 64.0% c. Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 3,200,000 --------- (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 3,200,000 --------- (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A CUSIP No. 422347 10 4 Page 4 of 4 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Item 10. Certification. N/A After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 31, 1997 ----------------------------- Date /s/ Russell A. Gerdin ----------------------------- Signature Russell A. Gerdin Name and Title EX-99 4 SCHEDULE 13G AMENDMENT NO. 3 CUSIP No. 422347 10 4 Page 1 of 4 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 ) HEARTLAND EXPRESS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 422347 10 4 (CUSIP Number) Check the following box if a fee is being paid with this statement |__| CUSIP No. 422347 10 4 Page 2 of 4 1) Names of Reporting Persons S. S. or I. R. S. Identification Nos. of Above Persons RUSSELL A. GERDIN SS# ###-##-#### 2) Check the Appropriate Box if a Member of a Group N/A (a) |__| (b) |__| 3) SEC Use Only 4) Citizenship or Place of Organization: UNITED STATES OF AMERICA Number of 5) Sole Voting Power 3,751,650 --------- Shares Beneficially 6) Shared Voting Power 0 ---- Owned by Each Reporting 7) Sole Dispositive Power 3,751,650 --------- Person With 8) Shared Dispositive Power 0 ---- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 3,751,650 --------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares N/A --- 11) Percent of Class Represented by Amount in Row 9 50.0% -------- 12) Type of Reporting Person IN CUSIP No. 422347 10 4 Page 3 of 4 SCHEDULE 13G Item 1. a. Name of Issuer: Heartland Express, Inc. b. Address of Issuer's Principal Executive Offices: 2777 Heartland Dr. Coralville, IA 52241 Item 2. a. Name of Person Filing: Russell A. Gerdin b. Address of Principal Business Office: 2777 Heartland Dr. Coralville, IA 52241 c. Citizenship: United States of America d. Title of Class of Securities: Common Stock e. CUSIP Number: 422347 10 4 ----------- Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b), check whether the Person filing is a: N/A Item 4. Ownership. The following information pertains as of December 31, 1991: a. Amount Beneficially Owned: 3,751,650 shares b. Percent of Class: 50.0% c. Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 3,751,650 --------- (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 3,751,650 --------- (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A CUSIP No. 422347 10 4 Page 4 of 4 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Item 10. Certification. N/A After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 31, 1997 -------------------------------- Date /s/ Russell A. Gerdin -------------------------------- Signature Russell A. Gerdin Name and Title EX-99 5 SCHEDULE 13G AMENDMENT NO. 4 CUSIP No. 422347 10 4 Page 1 of 4 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 ) HEARTLAND EXPRESS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 422347 10 4 (CUSIP Number) Check the following box if a fee is being paid with this statement |__| CUSIP No. 422347 10 4 Page 2 of 4 1) Names of Reporting Persons S. S. or I. R. S. Identification Nos. of Above Persons RUSSELL A. GERDIN SS# ###-##-#### 2) Check the Appropriate Box if a Member of a Group N/A (a) |__| (b) |__| 3) SEC Use Only 4) Citizenship or Place of Organization: UNITED STATES OF AMERICA Number of 5) Sole Voting Power 12,794,990* ------------------ Shares Beneficially 6) Shared Voting Power owned by Each 7) Sole Dispositive Power 12,794,990* ------------------- Reporting Person With 8) Shared Dispositive Power *The difference from the 3,751,650 shares reported on Amendment No. 3 reporting ownership as of December 31, 1991) is attributable to: (1) the purchase of 53,319 shares in a private transaction on January 16, 1996; (2) the acquisition of approximately 10,715,021 shares in four pro rata stock dividends (paid in each of 1992, 1993, 1995, and 1996); (3) the transfer of 600,000 shares to the Gerdin Charitable Foundation on or about October 1, 1996 (which were subsequently sold); and (4) the sale of 1,125,000 shares in a registered offering declared effective October 11, 1996. 9) Aggregate Amount Beneficially Owned by Each Reporting Person 12,794,990 ---------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares N/A --- 11) Percent of Class Represented by Amount in Row 9 42.7% -------- 12) Type of Reporting Person IN CUSIP No. 422347 10 4 Page 3 of 4 SCHEDULE 13G Item 1. a. Name of Issuer: Heartland Express, Inc. b. Address of Issuer's Principal Executive Offices: 2777 Heartland Dr. Coralville, IA 52241 Item 2. a. Name of Person Filing: Russell A. Gerdin b. Address of Principal Business Office: 2777 Heartland Dr. Coralville, IA 52241 c. Citizenship: United States of America d. Title of Class of Securities: Common Stock e. CUSIP Number: 422347 10 4 ----------- Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b), check whether the Person filing is a: N/A Item 4. Ownership. The following information pertains as of December 31, 1996: a. Amount Beneficially Owned: 12,794,990 b. Percent of Class: 42.7% c. Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 12,794,990 ---------- (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 12,794,990 ---------- (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A CUSIP No. 422347 10 4 Page 4 of 4 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Item 10. Certification. N/A After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 31, 1997 ---------------------------------- Date /s/ Russell A. Gerdin ---------------------------------- Signature Russell A. Gerdin Name and Title -----END PRIVACY-ENHANCED MESSAGE-----